Faculty Journal Articles and Book Chapters
Abstract
This Paper analyzes the enhanced responsibilities and liability concerns that corporate/securities attorneys have in the post-Enron era. State ethical rules, SEC pronouncements, and court decisions are addressed. The ramifications of the Sarbanes-Oxley Act with respect to its impact on legal counsel also are explored. The Paper also provides insight focusing on the business attorney's role as counselor and gatekeeper when faced with the prospect of client fraud.
Document Type
Article
Recommended Citation
Marc I. Steinberg, The Corporate/Securities Attorney as a 'Moving Target' - Client Fraud Dilemmas
Included in
Legal Ethics and Professional Responsibility Commons, Legal Profession Commons, Securities Law Commons