Faculty Books

Securities Practice: Federal and State Enforcement (2025-2026 edition)

Securities Practice: Federal and State Enforcement (2025-2026 edition)

Download Table_of_Contents.pdf (55 KB)

ORCID (Links to author’s additional scholarship at ORCID.org)

Marc I. Steinberg: https://orcid.org/0000-0003-0721-1081

Description

Publisher:

Gain insight into the workings of the Securities Exchange Commission (SEC). This reference describes the SEC’s approach to enforcement to help you respond effectively to an SEC investigation or enforcement action. Features

  • Regulation of futures trading
  • SEC subpoena enforcement practice
  • Administrative remedies and injunctions
  • Applicability of non-securities laws to SEC enforcement practice
  • Covers multiple representation and conflicts of interest; attorney-client privilege
  • Discusses SEC investigations
  • Criminal and related enforcement practice

ISBN

9798350271010

Publication Date

2025

Publisher

Thomson Reuters

Keywords

Securities law, SEC enforcement

Disciplines

Law | Securities Law

Securities Practice: Federal and State Enforcement (2025-2026 edition)

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